michael s piwowar

Senators Seek Probe of SEC Member Who Assailed Citi's Gun Stance

Senators Seek Probe of SEC Member Who Assailed Citi's Gun Stance

Six Senate Democrats are asking the Securities and Exchange Commission’s internal watchdog to investigate a Republican commissioner who berated Citigroup Inc. executives in a private meeting over the
Banks Thought They Had a Win With Guns. Now They’ve Got a Big GOP Headache

Banks Thought They Had a Win With Guns. Now They’ve Got a Big GOP Headache

How Citigroup and Bank of America shot themselves in the foot with D.C. Republicans.
SEC Weighs a Big Gift to Companies: Blocking Investor Lawsuits

SEC Weighs a Big Gift to Companies: Blocking Investor Lawsuits

In its determination to reverse a two-decade slump in U.S. stock listings, a regulator might offer companies an extreme incentive to go public: the ability to bar aggrieved shareholders from suing.
Wall Street Penalties Have Fallen in Trump’s First Year, Study Says

Wall Street Penalties Have Fallen in Trump’s First Year, Study Says

In its latest fiscal year, Wall Street’s top regulator sought the smallest amount of penalties since 2013, a drop that took place as the agency went months without permanent leadership and could show